Dana Corporation Asbestos Exposure: Spicer Clutches, Victor Gaskets & Claims
Dana Corporation has faced asbestos personal-injury litigation involving historical automotive and industrial components associated with its businesses and predecessors. Published court records identify Spicer-brand clutches and Victor-brand gaskets as products for which Dana Companies, LLC was responsible. Other court records address asbestos-containing Victor head gaskets and Dana-related brake, gasket and seal allegations. Product identity, dates and the particular Dana business involved are therefore central to evaluating exposure.
Dana filed Chapter 11 on March 3, 2006 and emerged from reorganization in 2008. Unlike many asbestos defendants that created §524(g) trusts, Dana’s reorganization did not establish a Dana asbestos bankruptcy trust. Dana’s SEC filings state that asbestos personal-injury assets and liabilities were retained in Dana Corporation and then merged into Dana Companies, LLC (DCLLC), which held insurance rights, securities and other assets intended to satisfy those liabilities. This page therefore does not invent a Trust Payment Percentage or Scheduled Values.
🏢 Dana Corporation History
Dana traces its automotive history to Clarence Spicer’s driveline business. Over time, Dana became a major vehicle-component supplier and acquired businesses whose historical products generated asbestos claims. For asbestos research, the Dana name must be considered together with product names and successor relationships such as Spicer and Victor.
| Topic | Confirmed / carefully qualified information |
|---|---|
| Historical company | Dana Corporation. |
| Post-reorganization asbestos-liability entity | Dana Companies, LLC (DCLLC). |
| Important product names in court records | Spicer and Victor. |
| Spicer product at issue | Clutches. |
| Victor products at issue | Gaskets, including head gaskets. |
| Asbestos litigation | Dana SEC filings say it had been a defendant in asbestos bodily-injury litigation since the mid-1980s. |
| Chapter 11 filing | March 3, 2006. |
| Reorganization | 2008. |
| Dedicated Dana §524(g) trust | Not created in Dana’s reorganization. |
Corporate & Claims Timeline
| Period | Development |
|---|---|
| 1904 | Clarence Spicer founded the business that became associated with Dana’s driveline operations. |
| 1946 | Spicer Manufacturing Corporation adopted the Dana Corporation name. |
| Mid-1980s onward | Dana SEC filings report asbestos bodily-injury litigation. |
| 2001 | Center for Claims Resolution stopped negotiating shared settlements; Dana independently controlled strategy/settlements. |
| Sept. 30, 2004 | Dana reported approximately 156,000 pending asbestos-related product-liability claims. |
| March 3, 2006 | Dana filed Chapter 11. |
| Sept. 30, 2007 | Dana reported about 55,000 active pending asbestos claims. |
| 2008 | Reorganization retained asbestos PI assets/liabilities in Dana Corporation, later merged into DCLLC. |
| Dec. 31, 2015 | DCLLC reported about 25,000 active pending asbestos PI claims. |
⚙️ Dana, Spicer & Victor Asbestos Products
The strongest company-specific court evidence identifies Spicer clutches and Victor gaskets. In Juni v. A.O. Smith Water Products, Dana moved for summary judgment concerning Spicer-brand clutches and Victor-brand gaskets, which the court described as products for which Dana was responsible. A Maine Superior Court decision separately addressed Victor-branded head gaskets and evidence that Dana supplied gaskets for John Deere equipment, some of which contained asbestos.
| Product / brand | Evidence-based treatment |
|---|---|
| Spicer clutches | Published New York court record identifies Spicer-brand clutches as a Dana-responsibility product in asbestos litigation. |
| Victor gaskets | Published New York record identifies Victor-brand gaskets as a Dana-responsibility product. |
| Victor head gaskets | Maine court record addresses alleged asbestos exposure from Victor-branded head gaskets. |
| John Deere gaskets | Maine record states Dana supplied gaskets for Deere equipment and some contained asbestos during the relevant period. |
| Brake pads / linings | Appear in asbestos allegations involving Dana; exact Dana business/product/date must be established. |
| Gaskets and seals | Documented in litigation allegations; composition varied. |
| Replacement parts | Brand, part number and date are important. |
| Modern Dana products | Historical asbestos evidence should not be used to characterize current formulations. |
Product Accuracy Rules
| Statement | Accurate treatment |
|---|---|
| Dana was responsible for historical Spicer clutches and Victor gaskets in litigation | Confirmed by court records. |
| Some Dana-supplied historical gaskets contained asbestos | Confirmed in published case evidence. |
| Every Spicer clutch contained asbestos | Not established. |
| Every Victor gasket contained asbestos | No. |
| Every Dana product contained asbestos | No. |
| Current Dana products contain asbestos because historical products did | Do not infer this. |
👨🔧 Mechanics & Workers at Risk
Published Dana cases involve mechanics, utility workers, construction workers and equipment-service workers. Exposure analysis depends on whether a qualifying asbestos-containing Dana/Spicer/Victor component was actually handled or disturbed.
| Worker / occupation | Potential historical activity |
|---|---|
| Automotive mechanics | Removing/replacing Spicer clutches, gaskets or qualifying friction components. |
| Heavy-equipment mechanics | Replacing head gaskets and related components. |
| Utility mechanics | Vehicle and equipment clutch/gasket service. |
| Truck mechanics | Clutch, gasket, brake and seal work. |
| Construction workers | Cutting or fitting qualifying historical gasket products. |
| Dealership technicians | Servicing OEM/replacement components. |
| Fleet mechanics | Repeated drivetrain, brake and engine repair. |
| Nearby workers | Potential bystander exposure where dusty component work occurred; specific evidence required. |
Potential Exposure Settings
| Setting | Evidence to investigate |
|---|---|
| Auto / truck repair shops | Invoices, product boxes, supplier records and witnesses. |
| Utility fleets | Vehicle and maintenance records. |
| Heavy-equipment dealerships | OEM parts and service histories. |
| Construction / industrial sites | Gasket use, flange work and product identification. |
| Fleet garages | Parts purchasing and maintenance records. |
| Home garages | Receipts, packaging and vehicle records. |
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🌫️ How Dana Asbestos Exposure Occurred
Historical asbestos-containing clutch and gasket products could release fibers when cut, scraped, abraded or otherwise disturbed. Published Dana litigation includes testimony about installing Spicer clutches, removing and replacing head gaskets, and cutting gaskets to fit flanges.
| Activity | Potential pathway |
|---|---|
| Clutch removal / replacement | Disturbing accumulated friction dust if the clutch contained asbestos. |
| Gasket scraping | Removing adhered historical gasket material. |
| Cutting gaskets | Mechanical disturbance of qualifying asbestos-containing sheet/gasket material. |
| Head-gasket replacement | Handling/removing historical asbestos-containing gaskets. |
| Grinding / sanding | Can release dust from qualifying friction/gasket products. |
| Compressed-air cleaning | Can disperse dust around automotive friction components. |
| Sweeping / cleanup | Can re-suspend settled dust. |
| Nearby component work | Possible bystander exposure requiring frequency/proximity evidence. |
Exposure Questions
| Question | Why it matters |
|---|---|
| Was the product Spicer, Victor or another Dana-associated brand? | Product identification is central. |
| Did that exact product contain asbestos? | Not every formulation did. |
| What year was it used? | Composition changed over time. |
| What vehicle/equipment used it? | Helps trace OEM and replacement parts. |
| What task disturbed the component? | Supports exposure pathway. |
| Can invoices, packaging or witnesses corroborate identity? | Strengthens evidence. |
⚖️ Bankruptcy, Claims & Compensation
Dana’s 2006 Chapter 11 is important but should not be confused with creation of an asbestos trust. A Library of Congress/RAND trust survey lists Dana Corporation’s March 3, 2006 bankruptcy and December 26, 2007 confirmation while showing no asbestos trust established. Dana’s own SEC filings explain that the asbestos PI assets and liabilities remained in Dana Corporation and were subsequently merged into Dana Companies, LLC.
| Bankruptcy / claims fact | Confirmed / carefully qualified information |
|---|---|
| Chapter 11 filing | March 3, 2006. |
| Plan confirmation | December 26, 2007 in RAND/Library of Congress trust survey. |
| Dedicated Dana §524(g) trust | None established. |
| Post-reorganization liability entity | Dana Companies, LLC. |
| DCLLC assets | Insurance rights, marketable securities and other assets. |
| Purpose | Dana SEC filing said these assets were considered sufficient to satisfy asbestos PI liabilities. |
| 2015 active pending claims | Approximately 25,000. |
| 2015 accrued indemnity/defense costs | $78 million. |
| 2015 probable insurance recovery asset | Historical SEC filings reported insurance recoveries; not a claimant payout schedule. |
| Guaranteed compensation | No. |
Historical Claim Portfolio
| Date | Dana-reported asbestos claim information |
|---|---|
| Sept. 30, 2004 | Approximately 156,000 pending asbestos-related product-liability claims, including about 145,000 unresolved and 11,000 settled pending payment. |
| Sept. 30, 2007 | Approximately 55,000 active pending claims, including about 6,000 settled awaiting documentation/payment. |
| 2007 settlement motion | Dana sought bankruptcy-court approval to resolve another approximately 7,500 cases; estimated payments about $2 million if proof requirements were met. |
| Dec. 31, 2014 | Approximately 25,000 active pending PI claims. |
| Dec. 31, 2015 | Approximately 25,000 active pending PI claims. |
| 2015 accrued liability | $78 million for indemnity and defense costs for settled, pending and future claims. |
| Important limitation | Claim counts and accounting reserves are not individual settlement values. |
No Dana Trust Payment Percentage or Scheduled Value is presented because Dana did not create a conventional asbestos bankruptcy trust in its reorganization.
📊 Documented Dana Asbestos Cases
Published decisions provide product-specific evidence and also show why individual exposure proof matters. Some Dana motions were denied because the plaintiff presented evidence linking Spicer or Victor products to work; other cases turn on whether the exact product contained asbestos and whether exposure was sufficient.
| Record | Significance |
|---|---|
| Juni v. A.O. Smith Water Products (N.Y. 2013) | Court identifies Spicer-brand clutches and Victor-brand gaskets as products for which Dana was responsible; Dana’s summary-judgment motion was denied at that stage. |
| Estate of Hicks v. Dana Companies (Pa. Super. Ct. 2009) | Mesothelioma products-liability judgment involving Dana and John Crane; appellate decision addresses substantial-factor evidence and trial issues. |
| Rickards asbestos decision (Me. Super. Ct.) | Addresses Victor-branded head gaskets and Dana-supplied Deere gaskets, some of which contained asbestos. |
| Denney federal docket | Identifies Dana Companies as successor by merger to Dana Corporation and successor to Victor Manufacturing and Gasket Company in an asbestos PI action. |
| Dana 2004 SEC filing | Approximately 156,000 pending asbestos-related product-liability claims. |
| Dana 2007 SEC filing | Approximately 55,000 active pending claims. |
| Dana 2015 SEC filing | DCLLC had about 25,000 active pending asbestos PI claims. |
| RAND/Library of Congress trust survey | Lists Dana bankruptcy but no asbestos trust established. |
Evidence Limits
| Finding | Correct interpretation |
|---|---|
| Dana has substantial historical asbestos litigation | Confirmed. |
| Spicer clutches and Victor gaskets appear in Dana asbestos cases | Confirmed. |
| Every Spicer/Victor product contained asbestos | No. |
| Dana’s bankruptcy created a §524(g) trust | No. |
| A historical reserve equals available claimant compensation | No. |
| One verdict determines another claimant’s recovery | No. |
📋 Claim Evidence & Product Identification
A Dana asbestos claim should identify the product and corporate relationship as precisely as possible. The name Dana alone may be less useful than evidence identifying Spicer, Victor, a vehicle/equipment application, a part number and the dates of use.
Evidence That May Help
- Medical/pathology records supporting an asbestos-related disease.
- Employment, union and Social Security records.
- Spicer or Victor boxes, labels, part numbers, invoices or catalogs.
- Vehicle, truck or heavy-equipment makes/models and years.
- John Deere or other equipment service records where relevant.
- Coworker testimony identifying product brands and dusty work.
- Evidence of gasket cutting/scraping or clutch removal/replacement.
- Current information concerning Dana Companies, LLC and applicable claims procedures.
| Step | Question |
|---|---|
| 1 | Is the asbestos-related disease medically documented? |
| 2 | Can a Dana/Spicer/Victor product be identified? |
| 3 | Did that exact formulation contain asbestos? |
| 4 | What vehicle/equipment/application used it? |
| 5 | What task disturbed the product? |
| 6 | How frequently and closely did exposure occur? |
| 7 | Are invoices, catalogs, boxes or witnesses available? |
| 8 | Which current legal/claims route applies to Dana Companies, LLC? |
Numbers We Do Not Invent
| Item | Treatment |
|---|---|
| Dana Trust Payment Percentage | No dedicated asbestos trust established. |
| Dana Scheduled Values | None. |
| Average Dana settlement | Not inferred from verdicts/reserves. |
| 2015 $78M accrual | Historical accounting liability, not claimant fund. |
| Historical claim counts | Portfolio statistics only. |
| Guaranteed compensation | None. |
Compensation is not guaranteed.
❓ Frequently Asked Questions
Did Dana Corporation make or sell asbestos-containing automotive products?
Published court records identify Dana responsibility for historical Spicer-brand clutches and Victor-brand gaskets, and other records document some Dana-supplied gaskets containing asbestos. Exact product and date evidence remain important.
What Dana brands are associated with asbestos litigation?
Spicer clutches and Victor gaskets are specifically identified in published Dana asbestos cases.
Did Dana file for bankruptcy?
Yes. Dana Corporation filed Chapter 11 on March 3, 2006 and emerged from reorganization in 2008.
Did Dana’s bankruptcy create an asbestos trust?
No dedicated Dana §524(g) asbestos trust was established. Dana’s asbestos PI assets and liabilities were retained and later placed in Dana Companies, LLC.
How many asbestos claims did Dana report historically?
Dana reported approximately 156,000 pending asbestos-related product-liability claims at September 30, 2004, about 55,000 active pending claims at September 30, 2007, and about 25,000 active pending PI claims at year-end 2015.
What happened in Juni v. A.O. Smith Water Products?
The New York court described Spicer-brand clutches and Victor-brand gaskets as products for which Dana was responsible and denied Dana’s summary-judgment motion at that stage of the litigation.
Which workers may have been exposed?
Potentially exposed people include automotive, truck, fleet and heavy-equipment mechanics, utility workers, construction workers and others who disturbed qualifying historical asbestos-containing Dana-associated clutches or gaskets.
What evidence may support a Dana asbestos claim?
Medical records, employment history, Spicer/Victor packaging or part numbers, vehicle/equipment records, invoices, catalogs and specific coworker testimony can help establish product identity and exposure.
🧾 Dana Corporation Asbestos Summary
| Detail | Confirmed / carefully qualified information |
|---|---|
| Historical company | Dana Corporation. |
| Post-reorganization asbestos-liability entity | Dana Companies, LLC. |
| Key brands/products | Spicer clutches; Victor gaskets/head gaskets. |
| Asbestos litigation since | Mid-1980s per Dana SEC filings. |
| Pending claims Sept. 2004 | Approximately 156,000. |
| Chapter 11 filing | March 3, 2006. |
| Plan confirmation | December 26, 2007 per RAND/Library of Congress survey. |
| Active pending claims Sept. 2007 | Approximately 55,000. |
| Reorganization | 2008. |
| Active pending claims Dec. 2015 | Approximately 25,000. |
| 2015 accrued indemnity/defense liability | $78 million. |
| Dedicated Dana §524(g) trust | None established. |
| Payment Percentage / Scheduled Values | None. |
| Guaranteed compensation | No. |
📚 Confirmed Primary, Government & Court Sources
- U.S. SEC — Dana Corporation 2004 Form 10-Q, Asbestos Claim Data
- U.S. SEC — Dana Corporation 2007 Form 10-Q, Asbestos Claims & Bankruptcy Settlements
- U.S. SEC — Dana 2015 Form 10-K, Dana Companies LLC Asbestos Liabilities
- New York Courts — Juni v. A.O. Smith Water Products (2013)
- Pennsylvania Superior Court — Estate of Hicks v. Dana Companies (2009)
- Maine Superior Court — Rickards Asbestos Decision, Victor/Dana Gasket Evidence
- U.S. District Court — Denney v. Dana Companies LLC Asbestos Docket
- Library of Congress / RAND — Asbestos Bankruptcy Trusts Survey
- U.S. EPA — Automotive Brake & Clutch Asbestos Guidance
Submit Your Case
Call 800.291.0963
Live chat is available 24/7, 365 days a year.
Submit Your Case
Working with a Spicer clutch, Victor gasket or another Dana-associated component does not automatically establish asbestos exposure or a compensable claim. Product formulation, dates, work activity, exposure frequency, medical evidence and the current legal route for Dana Companies, LLC must be evaluated individually. Compensation is not guaranteed.
⚕️ Legal & Medical Information Disclaimer
This page provides general educational information and is not legal or medical advice. Do not deliberately disturb suspected asbestos-containing automotive or gasket material merely to identify it. Consult qualified safety, healthcare and legal professionals for individual guidance.